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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-17 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
15860 Soquel Canyon Pkwy, Chino Hills, CA 91709 • United States
350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States
3289 Grand Ave, Chino Hills, CA 91709 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Arcadia | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Arcadia | CA | 11/2016 | Present |
TAWK CAPITAL LLC; INVESTMENT RELATED; WALNUT, CA; 100% OWNERSHIP WITH SPOUSE; START 10/24/2013; 0 HRS PER MONTH, HOLDS RENTAL PROPERTY. RENTAL PROPERTIES; INVESTMENT RELATED; MONTEREY PARK, CA; 100% OWNERSHIP WITH SPOUSE; START 1/1/2014; 0 HRS PER MONTH; COMMERCIAL PROPERTY. BRILLIANTE ADVANTAGE LLC; INVESTMENT RELATED; CITY OF INDUSTRY,CA; 17.7% OWNERSHIP; REAL ESTATE INVESTMENT; START 7/13/2015; 0 HOURS PER MONTH. RENTAL PROPERTY, INVT RELATED, JERSEY CITY, NJ, 100% OWNERSHIP, START DATE 2/1/2023, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF APARTMENT RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-07 |
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