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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| NM | RA | APPROVED | 2023-08-23 |
Branch Locations
2010 Crow Canyon Place Ste 100, San Ramon, CA 94583 • United States
6000 Uptown Blvd. Ne Ste. 100, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2016 | Present |
1)Gateway Insurance Group Inc, 2010 Crow Canyon Place, Ste 100, #404, San Ramon, CA, 03/2016 AS SALES AGENT. 40 HR/WK - 40/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 3/2016 AS ADVISORY REP OF A RIA. INV REL - 10 HR/WK - 10/TRADING. 3)RENTAL VACATION HOME OWNER, MCCALL, ID, 1/2007. NIR - 0 HRS. 4)VACATION HOME RENTAL, Albuquerque NM 87110, 10/2023, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-17 |
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