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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-01-03
  • MA RA
    APPROVED
    Since 2022-01-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Andover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Eastern Mortgage Andover MA 05/2016 05/2017
Unemployed Andover MA 05/2017 08/2017
Axa Advisors, Llc New York NY 08/2017 06/2020
Equitable Advisors, Llc New York NY 08/2017 01/2021
Citizens Securities, Inc. Andover MA 01/2021 11/2021
Gwfs Equities, Inc Greenwood Village CO 11/2021 Present
Advised Assets Groups, Llc Greenwood Village CO 11/2021 Present
  • 05/2016 → 05/2017
    First Eastern Mortgage
    Andover, MA
  • 05/2017 → 08/2017
    Unemployed
    Andover, MA
  • 08/2017 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2017 → 01/2021
    New York, NY
  • 01/2021 → 11/2021
    Andover, MA
  • 11/2021 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 11/2021 → Present
    Advised Assets Groups, Llc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-22
S63 Uniform Securities Agent State Law Examination 1997-07-21
  • S66 Uniform Combined State Law Examination
    2017-12-22
  • S63 Uniform Securities Agent State Law Examination
    1997-07-21
Other Names
  • Mark David Sperling

View on SEC IAPD

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