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Susan Finnegan Beard

Janney Montgomery Scott LLC

Warwick, RI

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2017-09-06
TX RA APPROVED 2017-09-06
  • RI RA
    APPROVED
    Since 2017-09-06
  • TX RA
    APPROVED
    Since 2017-09-06

Branch Locations

475 Kilvert Street Suite 330, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2006 09/2017
Janney Montgomery Scott, Llc Providence RI 09/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-27
S63 Uniform Securities Agent State Law Examination 1994-11-21
  • S66 Uniform Combined State Law Examination
    2007-04-27
  • S63 Uniform Securities Agent State Law Examination
    1994-11-21
Other Names
  • Susan Elizabeth Beard
  • Susan Finnegan

View on SEC IAPD

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ARLEN CAPITAL, LLC · WARWICK, RI
BENTLEY WEALTH ADVISORS, LLC · WARWICK, RI
AMERIPRISE FINANCIAL SERVICES, LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
INTEGRATED WEALTH CONCEPTS LLC · Warwick, RI
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