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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-03-31
TX RA APPROVED 2026-03-31
  • MO RA
    APPROVED
    Since 2026-03-31
  • TX RA
    APPROVED
    Since 2026-03-31

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

9630 Clayton Road, Ladue, MO 63124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Independent Advisors, Llc St. Louis MO 03/2016 01/2026
Benjamin F. Edwards & Co., Inc. Saint Louis MO 01/2026 Present
Previous Registrations
Other Businesses

1.City Academy; Not investment-related; 4175 N. Kingshighway blvd St Louis MO 63115; private grade school; Investment Committee Member; start date: 5/1/09; 1 hour/month; 0.25 hours during trading hours; Attend 2-3 meetings per year and serve as sounding board for investment decisions 2.Donald Danforth Plant Science Center; investment-related; 975 N. Warson Rd St Louis MO 63132; Plant Science Research; board member and member of investment committee; Start date: 1/1/2020; 1 hour/month; 1 hour during trading hours; Advocate for center, could serve on finance, Investment or other committe 3. Lawless Land LLC; investment-related; 2 Oakleigh Lane, St Louis, MO 63214; Hold property our family owns in Alta, WY; 100% ownership with spouse; Start date: 09/23/2020; 0.5 hours/month; 0 hours during trading hours; Pay bills and oversee operations 4. St. Louis Children's Hospital Foundation; Not investment-related; One Children's Place, St. Louis, MO 63110; Pediatric Healthcare; Foundation Board Member; Start date: 06/06/2011; 1 hour/month; 1 hour during trading hours; Serve as advocate for hospital and serve on Investment Committee 5. 9630 Partners, LLC; Investment-related; 9630 Clayton Rd, St. Louis, MO 63124; property ownership; 50% ownership; ; Start date: 12/17/15; 0.25 hours/month; 0 hours during trading hours; Help manage and maintain building in which we conduct our business 6. Vandy Partners, LLC; investment-related; 9630 Clayton Rd, St. Louis, MO 63124; Operating entity to run our investment advisory business as independent advisors affiliated with B.F.Edwards; 50% ownership; Start date: 12/17/15; 0.33 hours/month; 0.33 hours during trading hours; Manage day to day operations, primarily customer contact and investment decision making

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-10
S63 Uniform Securities Agent State Law Examination 1993-12-09
  • S65 Uniform Investment Adviser Law Examination
    1998-02-10
  • S63 Uniform Securities Agent State Law Examination
    1993-12-09
Other Names
  • Jimmy Johnson
  • James Lee Johnson
  • Jim Johnson

View on SEC IAPD

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