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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-20
MI RA APPROVED 2015-10-19
IL RA APPROVED 2007-11-14
  • TX RA
    APPROVED_RES
    Since 2016-04-20
  • MI RA
    APPROVED
    Since 2015-10-19
  • IL RA
    APPROVED
    Since 2007-11-14

Branch Locations

385 S. Eton Street, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Birmingham MI 01/1999 Present
Other Businesses

1.PCE PROPERTIES LLC REAL ESTATE RENTAL PROPERTIES (PASSIVE INVESTOR) REGISTERED TO MY PERSONAL RESIDENCE 2.PETER J ULBRICH & LISA ULBRICH, TRUSTEES ULBRICH LIVING TRUST UAO 5/3/21 GRANTOR,TRUSTEE AND BENEFICIARY TIMES DEVOTED LESS THAN 1 HOURS PER YEAR 3.ROCK BAND-LIQUOR CHICKEN. WE PLAY ONE OR TWO SHOWS PER YEAR 100% OF THE PROCEEDS FROM THE SHOW ARE GIVEN TO A CHARITY. TOTAL TIME COMMITMENT IS 5-7 HOURS PER WEEK,.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-04
S63 Uniform Securities Agent State Law Examination 1993-12-07
  • S65 Uniform Investment Adviser Law Examination
    2007-12-04
  • S63 Uniform Securities Agent State Law Examination
    1993-12-07

View on SEC IAPD

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