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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-04-04 |
| TX | RA | APPROVED_RES | 2019-11-26 |
Branch Locations
6840 Carothers Parkway Suite 100, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Chicago | IL | 10/1996 | 01/2017 |
| Axa Advisors, Llc | New York | NY | 01/2017 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2017 | Present |
Self employed, Independent Commodities Trader, personal accounts only, start 11.1996, 5 hrs per week, 50,000 per year comp. CME Group, Chair of BCC (Business Conduct Committee) AND PCC (Probable Cause Committee) Regulatory Committee, start 01.2007, 1 hr per mo, 12,000 per yr comp. CERTIFIED DIVORCE FINANCIAL ANALYST, PROVIDING FINANCIAL PLANNING SUPPORT FOR THOSE CONSIDERING OR ACTIVELY GOING THROUGH THE DIVORCE PROCESS, ACTING AS AN ADVOCATE FOR ONE OF THE INDIVIDUALS IN THE PROCESS, START 03.2020. JESSICA ZWEIG, INC, CFO, ACCOUNTING FUNCTIONS SUCH AS ACCOUNTS RECEIVABLES FOR SPOUSE'S COMPANY, NO SOLICITATION, START 04.2020, 20 HRS PER MO, . DBA INFINITY STRATEGIC PARTNERS, LLC. OUTSIDE INSURANCE BROKERAGE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-25 |
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