Rajvinder Singh Budwal

Current Employers

Employment History

• 01/2001 → Present
  Budwal And Assoc.
  San Jose, CA
• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  San Jose, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  San Jose, CA

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  San Jose, CA
• 2005-06-16 → 2005-10-31
  Sunamerica Securities, Inc.
  San Jose, CA

Other Businesses

1) NOTARY SERVICES POSITION: Other - NOTARY PUBLIC NATURE: Other - NOTARY PUBLIC IN CALIFORNIA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/21/2002 ADDRESS: 329 PIERCY RD SAN JOSE, CA 95138, San Jose CA 95138 DESCRIPTION: Provide notary public services 2) BUDWAL REALTY POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/04/2004 ADDRESS: 329 Piercy Rd, San Jose CA 95138 DESCRIPTION: Buy/sell real estate 3) BUDWAL & ASSOCIATES POSITION: Owner - NATURE: Corporation, Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: 315 PIERCY RD, San Jose CA 95138, United States DESCRIPTION: SELL Fix Life LIFE INSURANCE 4) LIVING TRUST SERVICES. POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/11/2008 ADDRESS: 329 Piercy Rd, San Jose CA 95138, United States DESCRIPTION: Provide our client a Living Trust Services. We send information of client to Attorney office then they build and send us living turst. Attorney Name is Barbara Craig, client pays the attorney directly on their website. They have company Called " Reliant Publishing Services George A. White-Owner Reliant Publishing Services414 West 7th Street San Pedro, CA 90731424-226-1657 (v)424-270-2603 (f)www.reliantsvc.com?I receive the Referral fee from Reliant Publishing Services? 5) BUDWAL PHOTOGRAPHY POSITION: Photographer NATURE: This is not a business entity. It is a recreational photography activity performed on a voluntary basis for community events, family functions, and nature photography. No fees are charged, and it is not operated as a corporation, LLC, partnership, sole proprietorship, or insurance agency. I have been a photography enthusiast for 3 to 4 decades. Its my Hobby. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/21/1990 ADDRESS: 2242 Quail Bluff lane, San Jose CA 95121, United States DESCRIPTION: I am a hobby photographer. I take photographs for personal enjoyment, nature photography, family functions, and community events. I do not charge fees or receive compensation for these activities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-08
• S63 Uniform Securities Agent State Law Examination
  1993-11-02

Other Names

• Rajvinder S Budwal