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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-28
FL RA APPROVED 2024-11-06
NJ RA APPROVED 2024-11-06
NY RA APPROVED 2021-04-16
  • TX RA
    APPROVED
    Since 2025-02-28
  • FL RA
    APPROVED
    Since 2024-11-06
  • NJ RA
    APPROVED
    Since 2024-11-06
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

1441 South Ave Ste 204, Staten Island, NY 10314 • United States

Naples, FL • United States

Little Silver, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2003 11/2018
Ameriprise Financial Services Inc New York NY 11/2018 03/2020
Ameriprise Financial Services, Llc Staten Island NY 03/2020 Present
  • 07/2003 → 11/2018
    Edward Jones
    St Louis, MO
  • 11/2018 → 03/2020
    Ameriprise Financial Services Inc
    New York, NY
  • 03/2020 → Present
    Staten Island, NY
Other Businesses

Real Estate Ownership; Single Family; 8967 lely island circle, , naples, FL, 34113; Not Investment-Related; 05/03/2022.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-04
S63 Uniform Securities Agent State Law Examination 1994-04-29
  • S65 Uniform Investment Adviser Law Examination
    2024-11-04
  • S63 Uniform Securities Agent State Law Examination
    1994-04-29

View on SEC IAPD

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