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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-28 |
| FL | RA | APPROVED | 2024-11-06 |
| NJ | RA | APPROVED | 2024-11-06 |
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
1441 South Ave Ste 204, Staten Island, NY 10314 • United States
Naples, FL • United States
Little Silver, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2003 | 11/2018 |
| Ameriprise Financial Services Inc | New York | NY | 11/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Staten Island | NY | 03/2020 | Present |
Real Estate Ownership; Single Family; 8967 lely island circle, , naples, FL, 34113; Not Investment-Related; 05/03/2022.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-29 |
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