Lisa A Spada

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 11/2016
  Wells Fargo Advisors, Llc
  Fort Lauderdale, FL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Fort Lauderdale, FL

Previous Registrations

• 2009-12-09 → 2012-08-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach Gardens, FL
  Boca Raton, FL
• 2001-02-09 → 2002-08-08
  Citigroup Global Markets Inc.
  Greenwich, CT

Other Businesses

RENTAL PROPERTY, INVT RELATED, PARK CITY, UT, 100% OWNERSHIP, START DATE 11/10/2021, 10 HRS PER MONTH, 0 HRS DURING TRADING, MANAGE RENTAL PROPERTY. PRINCESS BEE RACING, LLC ; INV RELATED;DELRAY BEACH,FL; 100% OWNERSHIP; START DATE: 04/09/2026; 8 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2009-06-12
• S65 Uniform Investment Adviser Law Examination
  1994-09-22
• S63 Uniform Securities Agent State Law Examination
  1994-09-19

Designations

• Certified Financial Planner

Other Names

• Lisa Spada
• Lisa Ann Spada
• Lisa A Spada
• Lisa Spada Dibbins