Kenneth Francis Dugan

Employer firm

Leo Wealth, LLC CRD 283891

$3.21B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 08/2021
  Leogroup Wealth Solutions, Llc
  Iselin, NJ
• 01/2013 → Present
  Leogroup Fund Servces, Llc
  Iselin, NJ
• 08/2021 → Present
  Leo Wealth, Llc
  Iselin, NJ

Previous Registrations

• 2011-06-17 → 2012-12-21
  Fcg Advisors, Llc
  Chatham, NJ
  Chatham, NJ
• 2009-01-06 → 2011-08-15
  Comprehensive Wealth Solutions, Llc
  Boca Raton, FL
• 2003-11-06 → 2008-11-25
  Goldman Sachs Wealth Services, L.P.
  Parsippany, NJ

Other Businesses

HOLDS AN ACTIVE INSURANCE LICENSE

Exams

• S66 Uniform Combined State Law Examination
  2003-09-11
• S63 Uniform Securities Agent State Law Examination
  1993-12-08
• S65 Uniform Investment Adviser Law Examination
  1993-10-13

Designations

• Certified Financial Planner

Other Names

• Ken Dugan