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Kenneth Francis Dugan

Leo Wealth, LLC

Edison, NJ

Edison, NJ

Leo Fund Services, LLC

Edison, NJ

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Current Employers
Leo Wealth, Llc

379 Thornall St. Floor 9, Suite 9, Edison, NJ 08837 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-31
NJ RA APPROVED 2016-10-20
  • NY RA
    APPROVED
    Since 2021-08-31
  • NJ RA
    APPROVED
    Since 2016-10-20

Branch Locations

379 Thornall Street Floor 9-Suite 9, Edison, NJ 08837 • United States

379 Thornall St. Floor 9, Suite 9, Edison, NJ 08837 • United States

Leo Fund Services, Llc

379 Thornall Street Floor 9-Suite 9, Edison, NJ 08837 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-01-03
  • NJ RA
    APPROVED
    Since 2013-01-03

Branch Locations

379 Thornall Street Floor 9-Suite 9, Edison, NJ 08837 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leogroup Wealth Solutions, Llc Iselin NJ 10/2016 08/2021
Leogroup Fund Servces, Llc Iselin NJ 01/2013 Present
Leo Wealth, Llc Iselin NJ 08/2021 Present
  • 10/2016 → 08/2021
    Leogroup Wealth Solutions, Llc
    Iselin, NJ
  • 01/2013 → Present
    Leogroup Fund Servces, Llc
    Iselin, NJ
  • 08/2021 → Present
    Leo Wealth, Llc
    Iselin, NJ
Previous Registrations
Other Businesses

HOLDS AN ACTIVE INSURANCE LICENSE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-11
S63 Uniform Securities Agent State Law Examination 1993-12-08
S65 Uniform Investment Adviser Law Examination 1993-10-13
  • S66 Uniform Combined State Law Examination
    2003-09-11
  • S63 Uniform Securities Agent State Law Examination
    1993-12-08
  • S65 Uniform Investment Adviser Law Examination
    1993-10-13
Designations
Other Names
  • Ken Dugan

View on SEC IAPD

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HORNOR, TOWNSEND & KENT, LLC · EDISON, NJ
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PFS INVESTMENTS INC. · Edison, NJ
PFS INVESTMENTS INC. · EDISON, NJ
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