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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-04 |
| CA | RA | APPROVED | 2005-06-10 |
Branch Locations
1450 Fashion Island Blvd, San Mateo, CA 94404 • United States
13100 Skyline Blvd, Woodside, CA 94062 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Woodside | CA | 01/2005 | Present |
?Name of the other business: GRATEFUL GUITARS ?Investment-related? NO ?Address of the other business: WOODSIDE, CALIFORNIA ?Nature of the other business: PROVIDING INSTRUMENTS TO MUSICIANS ?Position, title, or relationship with the other business: OFFICER ?Start date of your relationship: 10/15/18 ?Approximate number of hours/month you devote to the other business: ONE TO FIVE ?Number of hours you devote to the other business during securities trading hours: ZERO ?Duties relating to the other business: Sit on the foundation Board. Help solicit donations for the foundation. Help facilitate the delivery of instruments and or attend events where equipment is being used. Help with Benefit shows for the Foundation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-17 |
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