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Alan Gordon Bailey

Morgan Stanley

South Jordan, UT

Syracuse, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-07-10
TX RA APPROVED 2023-06-06
  • UT RA
    APPROVED
    Since 2023-07-10
  • TX RA
    APPROVED
    Since 2023-06-06

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

Syracuse, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley South Jordan UT 11/2012 Present
Morgan Stanley Services Group Inc. South Jordan UT 03/2017 01/2020
E*Trade Securities Llc South Jordan UT 07/2021 Present
E*Trade Capital Management Llc South Jordan UT 02/2023 Present
  • 11/2012 → Present
    Morgan Stanley
    South Jordan, UT
  • 03/2017 → 01/2020
    Morgan Stanley Services Group Inc.
    South Jordan, UT
  • 07/2021 → Present
    E*Trade Securities Llc
    South Jordan, UT
  • 02/2023 → Present
    E*Trade Capital Management Llc
    South Jordan, UT
Previous Registrations
  • 2023-07-10 → 2023-09-05
    Harrisdirect Llc
    South Jordan, UT
    Arlington, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-06
S63 Uniform Securities Agent State Law Examination 1993-11-03
  • S65 Uniform Investment Adviser Law Examination
    2023-06-06
  • S63 Uniform Securities Agent State Law Examination
    1993-11-03

View on SEC IAPD

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Other Offices

LPG CAPITAL MANAGEMENT · SOUTH JORDAN, UT
LPL FINANCIAL LLC · SOUTH JORDAN, UT
OSAIC WEALTH, INC. · SOUTH JORDAN, UT
PORTSIDE WEALTH GROUP, LLC · South Jordan, UT
DIVERGENT WEALTH ADVISORS, LLC · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT
D.A. DAVIDSON & CO. · SOUTH JORDAN, UT
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