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Current Employers
Navigate Wealth Management, Llc

2850 19Th Street South Suite 350, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-10
AL RA APPROVED 2021-12-17
  • TX RA
    APPROVED
    Since 2023-05-10
  • AL RA
    APPROVED
    Since 2021-12-17

Branch Locations

2850 19Th Street South Suite 350, Birmingham, AL 35209 • United States

1800 Providence Park Suite 250, Birmingham, AL 35242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonebridge Advisors, Llc Birmingham AL 07/2013 Present
Shimoda, Stewart & Storey, Llp Birmingham AL 04/2018 Present
Dempsey, Steed, Stewart, Ritchey & Gache, Llp Birmingham AL 03/2016 03/2018
Navigate Wealth Management, Llc Birmingham AL 12/2021 Present
  • 07/2013 → Present
    Stonebridge Advisors, Llc
    Birmingham, AL
  • 04/2018 → Present
    Shimoda, Stewart & Storey, Llp
    Birmingham, AL
  • 03/2016 → 03/2018
    Dempsey, Steed, Stewart, Ritchey & Gache, Llp
    Birmingham, AL
  • 12/2021 → Present
    Birmingham, AL
Previous Registrations
Other Businesses

SHIMODA, STEWART & STOREY, LLP, PARTNER, BIRMINGHAM, AL 35226, 80 HRS/MONTH, LAW PRACTICE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-14
S63 Uniform Securities Agent State Law Examination 1994-01-21
  • S65 Uniform Investment Adviser Law Examination
    2002-02-14
  • S63 Uniform Securities Agent State Law Examination
    1994-01-21
Other Names
  • Ben Stewart

View on SEC IAPD

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