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2850 19Th Street South Suite 350, Birmingham, AL 35209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-10 |
| AL | RA | APPROVED | 2021-12-17 |
Branch Locations
2850 19Th Street South Suite 350, Birmingham, AL 35209 • United States
1800 Providence Park Suite 250, Birmingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonebridge Advisors, Llc | Birmingham | AL | 07/2013 | Present |
| Shimoda, Stewart & Storey, Llp | Birmingham | AL | 04/2018 | Present |
| Dempsey, Steed, Stewart, Ritchey & Gache, Llp | Birmingham | AL | 03/2016 | 03/2018 |
| Navigate Wealth Management, Llc | Birmingham | AL | 12/2021 | Present |
SHIMODA, STEWART & STOREY, LLP, PARTNER, BIRMINGHAM, AL 35226, 80 HRS/MONTH, LAW PRACTICE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-21 |
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