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Brian Christopher Demonte

Rbc Capital Markets, LLC

Syracuse, NY

Manlius, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-28
NY RA APPROVED 2024-10-17
  • TX RA
    APPROVED_RES
    Since 2024-10-28
  • NY RA
    APPROVED
    Since 2024-10-17

Branch Locations

5786 Widewaters Pkwy Suite 2, Syracuse, NY 13214-3500 • United States

Manlius, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Syracuse NY 05/2010 11/2016
Wells Fargo Clearing Services, Llc Syracuse NY 11/2016 10/2024
Rbc Capital Marketas, Llc Syracuse NY 10/2024 Present
  • 05/2010 → 11/2016
    Wells Fargo Advisors Llc
    Syracuse, NY
  • 11/2016 → 10/2024
    Wells Fargo Clearing Services, Llc
    Syracuse, NY
  • 10/2024 → Present
    Rbc Capital Marketas, Llc
    Syracuse, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-10
S63 Uniform Securities Agent State Law Examination 1994-01-11
  • S65 Uniform Investment Adviser Law Examination
    2011-06-10
  • S63 Uniform Securities Agent State Law Examination
    1994-01-11

View on SEC IAPD

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