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Douglas Ray Haynes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tucson, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-14
TX RA APPROVED_RES 1999-12-13
  • CA RA
    APPROVED
    Since 2023-08-14
  • TX RA
    APPROVED_RES
    Since 1999-12-13

Branch Locations

3500 E Sunrise Dr, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tucson AZ 10/1993 Present
Bank Of America, Na Tucson AZ 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-11
S63 Uniform Securities Agent State Law Examination 1993-12-21
  • S65 Uniform Investment Adviser Law Examination
    1994-01-11
  • S63 Uniform Securities Agent State Law Examination
    1993-12-21
Other Names
  • Doug Haynes

View on SEC IAPD

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IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
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