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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 09/2021 | Present |
| Washington Trust Bank | Seattle | WA | 11/2010 | 09/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-20 |
| S65 | Uniform Investment Adviser Law Examination | 1993-12-30 |
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