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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-19
AZ RA APPROVED 2024-07-29
TX RA APPROVED_RES 2017-03-30
MN RA APPROVED 2013-11-19
  • FL RA
    APPROVED
    Since 2025-08-19
  • AZ RA
    APPROVED
    Since 2024-07-29
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States

Fort Lauderdale, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets North Oaks MN 03/2009 Present
  • 03/2009 → Present
    Rbc Capital Markets
    North Oaks, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-11
S63 Uniform Securities Agent State Law Examination 1993-12-15
  • S65 Uniform Investment Adviser Law Examination
    1997-07-11
  • S63 Uniform Securities Agent State Law Examination
    1993-12-15

View on SEC IAPD

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