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Christopher Charles Bradley

Ubs Financial Services Inc.

Conshohocken, PA

Vail, CO

Coopersburg, PA

CRD 2416460

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-12-20
PA RA APPROVED 2012-08-22
TX RA APPROVED 2009-01-26
  • CO RA
    APPROVED
    Since 2021-12-20
  • PA RA
    APPROVED
    Since 2012-08-22
  • TX RA
    APPROVED
    Since 2009-01-26

Branch Locations

101 West Elm Street, Conshohocken, PA 19428 • United States

Vail, CO • United States

Coopersburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Conshohocken PA 01/2009 Present
Previous Registrations
Other Businesses

1) THE VILLAGE AT SUMMIT CREST, LLC; Coopersburg, PA ; 19460 MOBILE HOME PARK, DUTIES:ACCOUNTING; BILL PAYING CHECK WRITING, TAX PREPARATION START DATE: 10-NOV-2003, HOURS DURING THE MONTH:11-20. 1 - 10 DURING TRADING HOURS. /// 2) SUMMIT CREST HOMES, INC.; INVESTMENT RELATED; Coopersburg, PA; RETAIL SALES; PRESIDENT AND TREASURER; STARTED 07-JUN-2007;1-10 HRS PER MO ALL DURING TRADING;ACCOUNTING, BILL PAYING, CHECK WRITING, FINANCIAL OVERSIGHT, TAX PREPARATION /// 3) BRADLEY MANAGEMENT GROUP, INC.; Coopersburg, PA; INVESTMENT PROPERTY MANAGEMENT; ANALYZE INVESTMENT REAL ESTATE FOR POTENTIAL ACQUISITION; RUNNING AND RENTING EXISTING UNITS; PRESIDENT; 9/09/02; 16HRS MNTH; 0HRS DRNG TRDNG; NOT INVST RLTD /// 4) THE VILLAGES AT RIVERVIEW, LLC / Coopersburg, PA / OTHER / REAL ESTATE / MOBILE HOME PARK / OTHER / MANAGING MEMBER / SUPERVISE PARK MANAGERS / START DATE 11/05/2013

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-13
S63 Uniform Securities Agent State Law Examination 1993-12-17
  • S65 Uniform Investment Adviser Law Examination
    1994-01-13
  • S63 Uniform Securities Agent State Law Examination
    1993-12-17
Designations
  • Certified Financial Planner
Other Names
  • Christopher C Bradley
  • Chris Bradley

View on SEC IAPD

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