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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
28175 Haggerty Rd Ste 102, Novi, MI 48377 • United States
Brighton, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Directions, Inc | Novi | MI | 09/2001 | Present |
| Financial Directions | Novi | MI | 01/1997 | Present |
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.FINANCIAL DIRECTIONS, NOT INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; TAX ACCTNG SRVCS, START 10/1993; 5 HOURS/WEEK DURING TRADING HOURS; OWNER/ BOOKKEEPING/CONSULTATION. 2. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START 7/2015, LESS THAN 1 HR PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE AND ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-09 |
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