Monika Agarwal

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2020 → 01/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 08/2014 → 12/2017
  Elevate Capital Llc
  Los Angeles, CA
• 12/2017 → 01/2022
  Bank Of America, N.A.
  San Francisco, CA
• 02/2022 → 06/2023
  Jpmorgan Chase Bank Na
  Scottsdale, AZ
• 06/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Phoenix, AZ

Previous Registrations

• 2022-02-16 → 2023-06-24
  J.P. Morgan Securities Llc
  Phoenix, AZ
• 2020-09-17 → 2022-01-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA

Other Businesses

I*4661278 Entity Type: Entity Charitable Name of OBA: Soul Shoppe Address: Oakland, California, 94611 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/10/2026 Number of Hours: 1, Weekly Number of Hours during trading: 1, Weekly Duties: Social Emotional Learning for kids Board high level to grow into AZ. Not a treasurer, not touching money or providing investment advice.

Exams

• S66 Uniform Combined State Law Examination
  2020-09-16