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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-04-25 |
| TX | RA | APPROVED | 2024-04-25 |
Branch Locations
221 South 6Th Street, Ironton, OH 45638 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Ironton, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Ironton | OH | 10/2013 | 10/2020 |
| Lincoln Financial Securities | Ironton | OH | 10/2020 | 04/2024 |
| Lpl Financial | Ironton | OH | 04/2024 | Present |
1- 04/2024 / Compston Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 40 hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-05-03 |
| S65 | Uniform Investment Adviser Law Examination | 1993-12-07 |
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