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Mark Casey Compston

LPl Financial LLC

Ironton, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-04-26
TX RA APPROVED_RES 2024-04-26
  • OH RA
    APPROVED
    Since 2024-04-26
  • TX RA
    APPROVED_RES
    Since 2024-04-26

Branch Locations

221 South 6Th Street, Ironton, OH 45638 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Ironton OH 10/2013 10/2020
Lpl Financial Ironton OH 04/2024 Present
Lincoln Financial Securities Corporation Ironton OH 10/2020 04/2024
Previous Registrations
Other Businesses

1.04/25/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Compston Wealth Management; Investment Related; at Reported Business Location(s); Start Date 04/25/2024; 160hrs/mth; 8hrs during trading 2.04/25/2024; Compston Properties LLC; Real Estate Rental; Investment Related; Ironton,OH; Start Date 12/01/2021; 0hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-27
  • S66 Uniform Combined State Law Examination
    2008-10-27

View on SEC IAPD

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