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Lisa Adams Schuhmacher

Wells Fargo Clearing Services, LLC

Beverly, MA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-05-24
  • TX RA
    APPROVED_RES
    Since 2011-05-24

Branch Locations

138 Conant St 4Th Fl, Beverly, MA 01915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Beverly MA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Beverly MA 11/2016 Present
Other Businesses

CO-TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; CONCORD, MA; START DATE 11/2022; 1 HR PER MONTH; 1 HR DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-07-05
  • S63 Uniform Securities Agent State Law Examination
    1995-07-05
Other Names
  • Lisa A Schuhmacher

View on SEC IAPD

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US ADVISORY GROUP · BEVERLY, MA
MARIPAU WEALTH MANAGEMENT LLC · Danvers, MA
COMMONWEALTH FINANCIAL NETWORK · Danvers, MA
MARIPAU WEALTH MANAGEMENT LLC · Danvers, MA
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