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3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-01-24 |
Branch Locations
8390 E Via De Ventura Suite F205, Scottsdale, AZ 85258 • United States
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Phoenix | AZ | 02/2007 | 10/2017 |
| Voya Financial Advisors, Inc. | Phoenix | AZ | 10/2017 | 04/2018 |
| Unemployed | Phoenix | AZ | 04/2018 | 04/2019 |
| Lpl Financial, Llc | Phoenix | AZ | 04/2019 | 12/2023 |
| Concorde Investment Services, Llc | Livonia | MI | 01/2024 | Present |
| Concorde Asset Managment, Llc | Livonia | MI | 01/2024 | Present |
1. 4/16/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/01/2016 - 2 Hours Per Month - Time Spent 5% - Life insurance, annuity. 2. 10/04/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date - 02/16/2022 - 2 Hours Per Month/2 Hours During Securities Trading 3. Concorde Asset Management, Investment related, Investment advisory services, Registered Investment Advisor, back office paperwork, account opeoning beneficiary updates or changes, review of client portfolios. Start Date 01/01/2024, 21-40 hours/month during non business hours, 40 hours month during business hours. 4. Concorde Insurance Agency , Investment related, Insurance product sales, Producer/Agent, Start Date 01/02/2024, 1-5 hours/month during non business hours, 1-5 hours month during business hours. 5. MCRC, Maricopa County Republican Committee, Non Investment related, Maricopa County AZ, attend committee meetings, vote on member election and committee business relating to MCRC. State and precint committeeman for AZ Legislative District 4. Committee leadership and bylaws, engage in community outreach, voter registration, education. Start 02/23/2024, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. 6. Lauri Grovich, Non Investment related, 8390 E Via de Ventura F205, Scottsdale AZ 85258, Fixed Indexed Annuities, Sales Representative, Back office and strategy changes with indexes. Start date 01/01/2024, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-26 |
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