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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • TN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

320 Seven Springs Way Ste 250, Brentwood, TN 37027 • United States

Silberman Wealth Strategies, Inc.

320 Seven Springs Way Suite 250, Brentwood, TN 37027 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-07-14
  • CA RA
    APPROVED
    Since 2003-07-14

Branch Locations

2945 Townsgate Road Suite 200, Westlake Village, CA 91361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Silberman Wealth Strategies, Inc. Westlake Village CA 05/2003 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Fixed Insurance With Various Companies Westlake Village CA 11/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
  • 2000-11-08 → 2003-10-29
    Osaic Fs, Inc.
    Agoura, CA
  • 2001-01-16 → 2002-12-06
    Independent Advisers Group Corp
    Ventura, CA
Other Businesses

(1) TN RENTAL PROPERTY (2) INSURANCE AGENT OFFERS FIXED INSURANCE PRODUCTS; LIFE, DISABILITY, ANNUITIES AND LTC. (3) REAL ESTATE INVESTMENT, 3705 HOCH COURT, MURFREESBORO, TN 37128 (4) NAME OF OTHER BUSINESS: SILBERMAN WEALTH STRATEGIES, INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2003, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (5) FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/17/2016; APX # OF HOURS PER WEEK: 2 HOURS; APX # OF HOURS DURING TRADING HOURS: VARIES; POSITION: INSURANCE AGENT; DUTIES: SELLS LIFE. (6) NAME: JEWISH REPUBLICAN ALLIANCE INVESTMENT RELATED: NO ADDRESS: VENTURA COUNTY, CA NATURE OF BUSINESS: MONTHLY LUNCH MEETING TO DISCUSS POLITICS POSITION: CO-FOUNDER START DATE: 3/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 DUTIES: HELP LEAD AND GROW

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-28
S63 Uniform Securities Agent State Law Examination 1993-10-26
  • S65 Uniform Investment Adviser Law Examination
    2000-06-28
  • S63 Uniform Securities Agent State Law Examination
    1993-10-26
Other Names
  • Mitch Silberman

View on SEC IAPD

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