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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 1994-03-10 |
Branch Locations
2835 Zelda Road - Suite 18, Montgomery, AL 36106 • United States
Montgomery, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Montgomery | AL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Montgomery | AL | 03/2020 | Present |
Business Ownership; Dan W Morris Inc; Own and Operate the Business; Consulting; 2835 Zelda Rd Suite 18, , Montgomery, AL, 36106; Investment-Related; 12/01/2022; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-10-28 |
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