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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-07-14
AR RA APPROVED 1998-10-23
  • TX RA
    APPROVED_RES
    Since 2004-07-14
  • AR RA
    APPROVED
    Since 1998-10-23

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lyncy Little Rock AR 02/1991 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 02/1992 Present
Bank Of America, Na Little Rock AR 12/2009 Present
Other Businesses

I*1009328For profit or not for profit: Entity CharitableName of outside business organization: Jacksonville First United Methodist ChurchInvestment related: NAddress of business: Jacksonville, Arkansas, 72076Nature of business: ["Church or Religious Organization"]Position, title, association: ["Other"], Start date of relationship: 1/1/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Vice President of the Finance Committee, Vice-President of the church finance committee I*2704279, Entity Type: Entity For Profit, Name of OBA: The Place at Gravel Ridge, LLC., Address: Jacksonville, Arkansas, 72076, Investment Related: N, Position, Title, Association: Other, Employee State Date: 08/06/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Limited, Hold and manage rental property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-28
S63 Uniform Securities Agent State Law Examination 1995-08-22
  • S65 Uniform Investment Adviser Law Examination
    1998-09-28
  • S63 Uniform Securities Agent State Law Examination
    1995-08-22
Other Names
  • Kimberly D Williams

View on SEC IAPD

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