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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-12
AL RA APPROVED 2015-07-07
  • TX RA
    APPROVED_RES
    Since 2015-11-12
  • AL RA
    APPROVED
    Since 2015-07-07

Branch Locations

670 South Perry Street Pob 750, Montgomery, AL 36104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Montgomery AL 07/2015 Present
Stifel, Nicolaus & Company, Incorporated Montgomery AL 07/2015 Present
Previous Registrations
  • 2005-03-11 → 2015-07-07
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2005-03-11 → 2005-12-15
    Sterne, Agee & Leach, Inc.
    Montgomery, AL
Other Businesses

1. Precision Imports Auto Brokers Inc dba Coastal Auto Group; 2325 N McKenzie St, Foley, AL 36535; Automobile Sales; Owner; Accounting; 9/14/1994; 10hrs/mth; Not during securities trading hours; Nt invst rltd 2. Montgomery Real Estate LLC; 670 South Perry Street, Montgomery, AL 36104; Leased Office Building; Co-Manager; 3/1/2002; 1 hr/qtr; Not during securities trading hours; Nt invst rltd 3. JC Foley LLC; 7839 Lakeridge Drive Montgomery AL 36117; Real estate LLC that is buying 1 property located at 2255 North McKenzie Street, Foley, AL for rental; joint owner; duties: none other that year end tax reporting; affiliation started 02/29/2016; 1 hr/year; nt drng trdng hrs; nt invst rltd. 4. HH&A Investments, LLC; 169 Interstate Drive Greenville AL 36037; Auto Dealer - acquire, own, and lease a property occupied by Greenville Chevrolet to Greenville Chevrolet; 1/3/interest in the dealership; reviews books monthly; affiliation started 12/30/2016; 2hr/month; not during securities trading hours; invst rltd 5. Ono Island RE; 7839 Lakeridge Drive, Montgomery, AL 36117; Part Owner - Warranty company for car business; reviewing financials; 04/17/2012; 1hr/year; Not during securities trading hours; Nt invst rltd 6. Warranty Solutions; 7125 West Jefferson Ave, Suite 200, Lakewood, CO 80235; Warranty company for Greenville Chevrolet; 6/1/17; 0hrs/yr; Not during securities trading hours; Nt invst rltd 7. Rental Property; 648 W Glenn, Auburn, AL 36830; Owner; 07/08/2022; 1 Hour per Month; Not during securities trading hours; invst rltd 8. Glennhill QOF LLC; 648 Glenn Avenue, Auburn, AL 36832; apartments to be built and rented; owner; pay bills, collect rent from property manager; 11/17/2022; 1 Hour per Month; Not During Securities Trading Hours; invst rltd 9. Glennhill LLC; 648 Glenn Avenue, Auburn, AL 36832; Real estate that will have apartments; owner; own and collect rents from property manager; 11/17/2022; 1 Hour per Month; Not During Securities Trading Hours; invst rltd 10. Rental Property; 29261 Ono Blvd; Orange Beach, AL 36561; Owner; 6/20/23; 1 hr/mo; Not During Securities Trading Hours; Investment Related. 11. HH&A Properties, LLC; 169 Interstate Drive, Greenville, AL 36037; Rental Property; Investor; 12/30/2016; 3 Hours per Year; Not During Securities Trading Hours; invst rltd 12. HPM Catoma, LLC; Corner of Molton Street and Catoma Street property, Montgomery, AL 36104; own and lease this piece of real estate; 1/3 Owner; 6/2/2009; 0 Hours per year; Not during securities trading hours; invst rltd 13. 903 Bell Street LLC; 902 Bell Street, Montgomery, AL 36104; Real Estate; 1/3 Owner; 6/2/2009; 0 hours per year; Not during securities trading hours; invst rltd 14. ES BLVD LLC; 902 and 910 State Hwy 59S, Summerdale, AL 36580; Own and Lease Real Estate; Owner; 10/8/2010; 1 Hour per Quarter; During securities trading hours; invst rltd 15. 648 S Perry Street LLC; 648 South Perry Street, Montgomery, AL 36104; real estate; 50% Owner; Lease Real Estate; 3/1/2002; 1hr/year; Not during securities trading hours; invst rltd 16. Rental Property; 15721 Bowlegs Reef, Pensacola, FL 32507; Beach rental house; Owner; Own and operate; 5/18/2005; 1hr/qtr; Not during securities trading hours; invst rltd 17. Rental Property; 29939 Ono Blvd, Orange beach, AL 36561; Beach rental House; Owner; Own and Rent property; 2/14/2005; 1hr/qtr; Not during securities trading hours; invst rltd 18. Real Estate related to ES BLVD LLC; 804 State Hwy 59S, Summerdale, AL 36580; Real Estate; Owner; 4/30/2018; 5 Hr/year; Not during securities trading hours; invst rltd 19. HAHA Investments LLC; 230 Interstate Drive Greenville, AL 36037; Chrysler Dodge Jeep Ram Dealership; co owner; High level strategic decisions; 01/01/2019; 2hr/month; Not during trading hrs; invst rltd 20. Top Shelf Holdings LLC; 7425 wynlakes Mont, AL 36117; ski condo in Deer Valley Utah; 1/3 owner; owner; 02/04/2026; 0hrs/qtr; Not during securities trading hours; Nt invst rltd

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-15
S63 Uniform Securities Agent State Law Examination 1994-02-23
  • S65 Uniform Investment Adviser Law Examination
    2004-03-15
  • S63 Uniform Securities Agent State Law Examination
    1994-02-23
Other Names
  • Chappell Hill

View on SEC IAPD

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