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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-12 |
| AL | RA | APPROVED | 2015-07-07 |
Branch Locations
670 South Perry Street Pob 750, Montgomery, AL 36104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Montgomery | AL | 07/2015 | Present |
| Stifel, Nicolaus & Company, Incorporated | Montgomery | AL | 07/2015 | Present |
1. Precision Imports Auto Brokers Inc dba Coastal Auto Group; 2325 N McKenzie St, Foley, AL 36535; Automobile Sales; Owner; Accounting; 9/14/1994; 10hrs/mth; Not during securities trading hours; Nt invst rltd 2. Montgomery Real Estate LLC; 670 South Perry Street, Montgomery, AL 36104; Leased Office Building; Co-Manager; 3/1/2002; 1 hr/qtr; Not during securities trading hours; Nt invst rltd 3. JC Foley LLC; 7839 Lakeridge Drive Montgomery AL 36117; Real estate LLC that is buying 1 property located at 2255 North McKenzie Street, Foley, AL for rental; joint owner; duties: none other that year end tax reporting; affiliation started 02/29/2016; 1 hr/year; nt drng trdng hrs; nt invst rltd. 4. HH&A Investments, LLC; 169 Interstate Drive Greenville AL 36037; Auto Dealer - acquire, own, and lease a property occupied by Greenville Chevrolet to Greenville Chevrolet; 1/3/interest in the dealership; reviews books monthly; affiliation started 12/30/2016; 2hr/month; not during securities trading hours; invst rltd 5. Ono Island RE; 7839 Lakeridge Drive, Montgomery, AL 36117; Part Owner - Warranty company for car business; reviewing financials; 04/17/2012; 1hr/year; Not during securities trading hours; Nt invst rltd 6. Warranty Solutions; 7125 West Jefferson Ave, Suite 200, Lakewood, CO 80235; Warranty company for Greenville Chevrolet; 6/1/17; 0hrs/yr; Not during securities trading hours; Nt invst rltd 7. Rental Property; 648 W Glenn, Auburn, AL 36830; Owner; 07/08/2022; 1 Hour per Month; Not during securities trading hours; invst rltd 8. Glennhill QOF LLC; 648 Glenn Avenue, Auburn, AL 36832; apartments to be built and rented; owner; pay bills, collect rent from property manager; 11/17/2022; 1 Hour per Month; Not During Securities Trading Hours; invst rltd 9. Glennhill LLC; 648 Glenn Avenue, Auburn, AL 36832; Real estate that will have apartments; owner; own and collect rents from property manager; 11/17/2022; 1 Hour per Month; Not During Securities Trading Hours; invst rltd 10. Rental Property; 29261 Ono Blvd; Orange Beach, AL 36561; Owner; 6/20/23; 1 hr/mo; Not During Securities Trading Hours; Investment Related. 11. HH&A Properties, LLC; 169 Interstate Drive, Greenville, AL 36037; Rental Property; Investor; 12/30/2016; 3 Hours per Year; Not During Securities Trading Hours; invst rltd 12. HPM Catoma, LLC; Corner of Molton Street and Catoma Street property, Montgomery, AL 36104; own and lease this piece of real estate; 1/3 Owner; 6/2/2009; 0 Hours per year; Not during securities trading hours; invst rltd 13. 903 Bell Street LLC; 902 Bell Street, Montgomery, AL 36104; Real Estate; 1/3 Owner; 6/2/2009; 0 hours per year; Not during securities trading hours; invst rltd 14. ES BLVD LLC; 902 and 910 State Hwy 59S, Summerdale, AL 36580; Own and Lease Real Estate; Owner; 10/8/2010; 1 Hour per Quarter; During securities trading hours; invst rltd 15. 648 S Perry Street LLC; 648 South Perry Street, Montgomery, AL 36104; real estate; 50% Owner; Lease Real Estate; 3/1/2002; 1hr/year; Not during securities trading hours; invst rltd 16. Rental Property; 15721 Bowlegs Reef, Pensacola, FL 32507; Beach rental house; Owner; Own and operate; 5/18/2005; 1hr/qtr; Not during securities trading hours; invst rltd 17. Rental Property; 29939 Ono Blvd, Orange beach, AL 36561; Beach rental House; Owner; Own and Rent property; 2/14/2005; 1hr/qtr; Not during securities trading hours; invst rltd 18. Real Estate related to ES BLVD LLC; 804 State Hwy 59S, Summerdale, AL 36580; Real Estate; Owner; 4/30/2018; 5 Hr/year; Not during securities trading hours; invst rltd 19. HAHA Investments LLC; 230 Interstate Drive Greenville, AL 36037; Chrysler Dodge Jeep Ram Dealership; co owner; High level strategic decisions; 01/01/2019; 2hr/month; Not during trading hrs; invst rltd 20. Top Shelf Holdings LLC; 7425 wynlakes Mont, AL 36117; ski condo in Deer Valley Utah; 1/3 owner; owner; 02/04/2026; 0hrs/qtr; Not during securities trading hours; Nt invst rltd
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-23 |
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