Lance Christopher Aten

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → 11/2017
  Investment Centers Of America, Inc.
  Galesburg, IL
• 11/2017 → Present
  Lpl Financial Llc
  Galesburg, IL

Previous Registrations

• 2002-07-10 → 2017-11-29
  Investment Centers Of America, Inc.
  Galesburg, IL
  Galesburg, IL
  Avon, IL
  Abingdon, IL
  Galesburg, IL
  Milan, IL
  Elburn, IL
  Rock Island, IL
  Rock Island, IL
  Davenport, IA
  Geneva, IL
  Moline, IL
  Appleton, WI

Other Businesses

1. 11/29/2017 - ATEN PROPERTIES INC - Not Investment Related - 1061 Spoden Ln. Galesburg IL 61401 - Other - For-Profit Business - Co-Owner - Start Date 2008 - LAND PURCHASE & DEVELOPMENT - FOR COMPENSATION. 2. 11/29/2017 - Aten North Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/1/2017. 3. 2/28/2020 - AtenNorth Financial Planning - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/08/2017 - 10 Hours Per Month During Securities Trading - Owner and insurance sales. 4. 10/05/2021 - No Business Name - Investment Related - Galesburg IL 61401 - Real Estate Rental - Start Date: 11/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 5. 11/27/2024 - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 10/11/2024 - 1 Hour Per month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-07-01

Designations

• Certified Financial Planner