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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Galesburg | IL | 06/2002 | 11/2017 |
| Lpl Financial Llc | Galesburg | IL | 11/2017 | Present |
1. 11/29/2017 - ATEN PROPERTIES INC - Not Investment Related - 1061 Spoden Ln. Galesburg IL 61401 - Other - For-Profit Business - Co-Owner - Start Date 2008 - LAND PURCHASE & DEVELOPMENT - FOR COMPENSATION. 2. 11/29/2017 - Aten North Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/1/2017. 3. 2/28/2020 - AtenNorth Financial Planning - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/08/2017 - 10 Hours Per Month During Securities Trading - Owner and insurance sales. 4. 10/05/2021 - No Business Name - Investment Related - Galesburg IL 61401 - Real Estate Rental - Start Date: 11/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 5. 11/27/2024 - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 10/11/2024 - 1 Hour Per month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-01 |
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