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Lance Christopher Aten

LPl Financial LLC

Galesburg, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-11-29
TX RA APPROVED_RES 2017-11-29
  • IL RA
    APPROVED
    Since 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2017-11-29

Branch Locations

128 N Broad St, Galesburg, IL 61401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Galesburg IL 06/2002 11/2017
Lpl Financial Llc Galesburg IL 11/2017 Present
  • 06/2002 → 11/2017
    Investment Centers Of America, Inc.
    Galesburg, IL
  • 11/2017 → Present
    Galesburg, IL
Previous Registrations
  • 2002-07-10 → 2017-11-29
    Investment Centers Of America, Inc.
    Galesburg, IL
    Galesburg, IL
    Avon, IL
    Abingdon, IL
    Galesburg, IL
    Milan, IL
    Elburn, IL
    Rock Island, IL
    Rock Island, IL
    Davenport, IA
    Geneva, IL
    Moline, IL
    Appleton, WI
Other Businesses

1. 11/29/2017 - ATEN PROPERTIES INC - Not Investment Related - 1061 Spoden Ln. Galesburg IL 61401 - Other - For-Profit Business - Co-Owner - Start Date 2008 - LAND PURCHASE & DEVELOPMENT - FOR COMPENSATION. 2. 11/29/2017 - Aten North Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/1/2017. 3. 2/28/2020 - AtenNorth Financial Planning - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/08/2017 - 10 Hours Per Month During Securities Trading - Owner and insurance sales. 4. 10/05/2021 - No Business Name - Investment Related - Galesburg IL 61401 - Real Estate Rental - Start Date: 11/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 5. 11/27/2024 - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 10/11/2024 - 1 Hour Per month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-01
  • S66 Uniform Combined State Law Examination
    2002-07-01
Designations

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