Todd Alan Boggan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 08/2017
  Wfg Investments, Inc.
  Sam Antonio, TX
• 07/2015 → 08/2017
  Wfg Advisors Lp
  San Antonio, TX
• 09/2017 → 10/2022
  Securities America, Inc.
  San Antonio, TX
• 09/2017 → 10/2022
  Securities America Advisors
  San Antonio, TX
• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Antonio, TX
• 11/2014 → 10/2022
  Walker Alston Financial Group
  San Antonio, TX

Previous Registrations

• 2017-09-19 → 2022-11-03
  Securities America Advisors, Inc.
  San Antonio, TX
  San Antonio, TX
• 2016-07-27 → 2017-08-24
  Wfg Advisors, Lp
  San Antonio, TX

Other Businesses

I*2055257, Entity Type Fiduciary, Name of OBA: S A Estate (mother-n-law) Address: Helotes, Texas, 78023 Investment Related: No Position, Title, Association: Executor Employee Start Date: 15-Oct-2024 No Hours: 1.5 Monthly No Hours during trading: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-25
• S63 Uniform Securities Agent State Law Examination
  2015-07-31