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Todd Edward Arens

Highmark Wealth Management LLC

St. Paul, MN

CRD 2414006

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Employer firm

Highmark Wealth Management LLC CRD 164790

$612M regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Highmark Wealth Management Llc

944 Inwood Ave N, St. Paul, MN 55128 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-02-20
TX RA APPROVED_RES 2012-07-25
  • MN RA
    APPROVED
    Since 2014-02-20
  • TX RA
    APPROVED_RES
    Since 2012-07-25

Branch Locations

944 Inwood Ave N, St. Paul, MN 55128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highmark Wealth Management Llc St. Paul MN 07/2012 Present
Purshe Kaplan Sterling Investments, Inc. Albany NY 07/2012 Present
Previous Registrations
Other Businesses

1. HighMark Wealth Management. Investment-related. At registered location. RIA. IAR. 07/2012. 200 hrs/month. 200 hrs during securities hrs. Financial planning. 2. Fixed Insurance. Investment-related. At registered location. Fixed Insurance. Agent. 11/2023. 0.5 hours/month. 0.5 hrs during securities hrs. Sales of fixed/traditional insurance. 3. GCJNAPJ, LLC. Not investment-related. At registered location. Commercial Real Estate. President. 09/2025. 0 hrs/month. 0 hrs during securities hrs. Depositing rent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-04
S63 Uniform Securities Agent State Law Examination 1994-01-05
  • S66 Uniform Combined State Law Examination
    2005-10-04
  • S63 Uniform Securities Agent State Law Examination
    1994-01-05
Other Names
  • Todd Edward Arens
  • Todd Edward Arnes

View on SEC IAPD

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