Michael Shad Robertson

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2003 → Present
  Massmutual Life Insurance Co
  Odessa, TX
• 10/2003 → Present
  Mml Investors Services, Llc
  Odessa, TX
• 06/2002 → Present
  R&R Estate Development Lp
  Weatherford, TX
• 02/2004 → Present
  Hfg Advisors Llc
  Dallas, TX

Previous Registrations

• 2004-02-19 → 2006-12-31
  Hfg Advisors, L.L.C.
  Dallas, TX
• 2003-01-21 → 2003-09-26
  Hornor, Townsend & Kent, Llc
  Ft. Worth, TX

Other Businesses

(1)NAME: MICHAEL S ROBERTSON INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE, HEALTH POSITION: OWNERSHIP START DATE: 01/01/1993 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (2)NAME: SRMR MINERALS LLC INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: LLC THAT OWNS OIL AND MINERAL INTEREST POSITION: MEMBER OF LLC START DATE: 08/13/2008 NO. HR/MO: 2 NO HR/MO DUR TRADING: 2 (3)NAME: R&R REAL ESTATE DEVELOPMENT LP INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: VICE PRESIDENT START DATE: 03/21/2002 NO. HR/MO: 2 NO HR/MO DUR SEC TRADING: 0 (4)NAME: BK LEGACY LLC INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: LLC THAT OWNS RAW LAND POSITION: OWNERSHIP START DATE: 01/28/2016 NO. HR/MO: 0 NO. HR/MO DUR SEC TRADING: 0 (5)NAME: S&S ROBERTSON LP INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: LP THAT OWNS RAW LAND POSITION: OWNERSHIP START DATE: 08/12/2019 NO. HR/MO: O NO. HR/MO DUR SEC TRADING: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-10-18

Designations

• Certified Financial Planner