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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2007-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albany | NY | 10/1993 | Present |
| Bank Of America, Na | Clifton Park | NY | 04/2010 | Present |
SOUTHERN SARATOGA YMCA, CLIFTON PARK, NEW YORK 12065, YMCA, FINANCIAL DEVELOPMENT COMMITTEE CHAIR, APRIL 2006, 5HRS, 1 HR DRNG TRDNG HRS, NOT INVST RLTD I*127315 For profit or not for profit: Non-Profit Organization Name of outside business organization: Save the Children Investment related: N Address of business: Fairfield, Connecticut 6825 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 9/22/2019 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Committee member
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-01-08 |
| S65 | Uniform Investment Adviser Law Examination | 1994-01-08 |
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