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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-06-17 |
| TX | RA | APPROVED_RES | 2018-05-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wichita | KS | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wichita | KS | 11/2016 | 05/2018 |
| Wells Fargo Advisors Financial Network, Llc | Wichita | KS | 05/2018 | Present |
1. HORIZON WEALTH MANAGEMENT GROUP, LLC; INV RELATED; WICHITA, KS; 31% OWNERSHIP; START 5/21/2018; 160 HOURS PER MONTH; 160 HOURS DURING TRADING; FINET PRACTICE. 3. POWER OF ATTORNEY FOR DAUGHTER; INV RELATED; WICHITA, KS; START 1/31/2018. 4. CO-TRUSTEE FOR WIFE'S TRUST; INV RELATED; WICHITA, KS; START 1/31/2018. 5. TRUSTEE OF FINET 401K PLAN; INV RELATED; WICHITA, KS; START 5/21/2018. 19. CO-TRUSTEE OF FATHER'S FAMILY TRUST; INV. RELATED; WICHITA, KS; START 4/2020; 20 HRS PER MONTH; 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-17 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-21 |
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