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Inactive

Jay David Kaiser

R & R Retirement Services, Inc

Seattle, WA

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Current Employers
R & R Retirement Services, Inc

6514A 24Th Ave Ne, Seattle, WA 98115 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2007-12-17
  • WA RA
    APPROVED
    Since 2007-12-17

Branch Locations

6023 Roosevelt Way Ne, Seattle, WA 98115 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R & R Retirement Services, Inc. Seattle WA 06/1995 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-17
S63 Uniform Securities Agent State Law Examination 1993-11-17
  • S65 Uniform Investment Adviser Law Examination
    2007-08-17
  • S63 Uniform Securities Agent State Law Examination
    1993-11-17
Other Names
  • J. David Kaiser
  • Jay David Kaiser
  • J D Kaiser

View on SEC IAPD

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FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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