Eric Frampton Jones

Wells Fargo Clearing Services, LLC

Catonsville, MD

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-25
MD	RA	APPROVED	2018-11-15

TX RA
APPROVED_RES

Since 2021-01-25
MD RA
APPROVED

Since 2018-11-15

Branch Locations

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

860 N Rolling Rd, Catonsville, MD 21228 • United States

8210 Gateway Overlook Dr, Elkridge, MD 21075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Securities	Columbia	MD	04/2005	11/2018
Wells Fargo Clearing Services, Llc	Baltimore	MD	11/2018	Present

04/2005 → 11/2018

M&T Securities

Columbia, MD
11/2018 → Present

Wells Fargo Clearing Services, Llc

Baltimore, MD

Previous Registrations

2012-11-01 → 2018-11-16

M&T Securities, Inc.

Cheektowaga, NY

Glen Burnie, MD

Columbia, MD

Columbia, MD

Columbia, MD

Columbia, MD

Columbia, MD

Ellicott City, MD

Clarksville, MD

Fulton, MD

Ellicott City, MD

Ellicott City, MD

Annapolis, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-10-31
S63	Uniform Securities Agent State Law Examination	2006-01-09

S65 Uniform Investment Adviser Law Examination

2012-10-31
S63 Uniform Securities Agent State Law Examination

2006-01-09

Other Names

Eric Jones
Eric F Jones

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WHITE OAK WEALTH MANAGEMENT

MML INVESTORS SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KEVIN MICHAEL LINK

CHRISTOPHER ANTHONY SCHIPSKE

CHRISTOPHER ANTHONY SADOWSKI

EMELIA ADUTWUMWAA SARBENG

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD

TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

MML INVESTORS SERVICES, LLC · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

More in Columbia, MD

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