Julia A. Lopiparo

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 06/2022
  Jpmorgan Securities Llc
  Houston, TX
• 07/2022 → Present
  Morgan Stanley
  Baton Rouge, LA

Previous Registrations

• 2012-09-28 → 2022-07-01
  J.P. Morgan Securities Llc
  New York, NY
  Houston, TX
  Houston, TX
  Katy, TX
  Katy, TX
  Miami, FL
  Columbus, OH
  Dallas, TX
• 2009-06-01 → 2012-10-17
  Morgan Stanley
  New Orleans, LA
• 2008-08-22 → 2009-06-01
  Morgan Stanley & Co. Llc
  New Orleans, LA
• 2008-03-14 → 2008-09-08
  Ubs Financial Services Inc.
  New Orleans, LA
• 2006-06-01 → 2008-02-15
  Raymond J. Lucia Companies, Inc.
  Baton Rouge, LA
• 2005-08-05 → 2006-05-04
  Ubs Financial Services Inc.
  New Orleans, LA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-14
• S63 Uniform Securities Agent State Law Examination
  1995-10-20

Designations

• Certified Financial Planner

Other Names

• Julia Alicia Lopiparo