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Julia A. Lopiparo

Morgan Stanley

Baton Rouge, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-19
  • TX RA
    APPROVED
    Since 2022-07-19

Branch Locations

400 Convention Street Suite 400, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Houston TX 09/2012 06/2022
Morgan Stanley Baton Rouge LA 07/2022 Present
  • 09/2012 → 06/2022
    Jpmorgan Securities Llc
    Houston, TX
  • 07/2022 → Present
    Morgan Stanley
    Baton Rouge, LA
Previous Registrations
  • 2012-09-28 → 2022-07-01
    J.P. Morgan Securities Llc
    New York, NY
    Houston, TX
    Houston, TX
    Katy, TX
    Katy, TX
    Miami, FL
    Columbus, OH
    Dallas, TX
  • 2009-06-01 → 2012-10-17
    Morgan Stanley
    New Orleans, LA
  • 2008-08-22 → 2009-06-01
    Morgan Stanley & Co. Llc
    New Orleans, LA
  • 2008-03-14 → 2008-09-08
    Ubs Financial Services Inc.
    New Orleans, LA
  • 2006-06-01 → 2008-02-15
    Raymond J. Lucia Companies, Inc.
    Baton Rouge, LA
  • 2005-08-05 → 2006-05-04
    Ubs Financial Services Inc.
    New Orleans, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-14
S63 Uniform Securities Agent State Law Examination 1995-10-20
  • S65 Uniform Investment Adviser Law Examination
    1999-12-14
  • S63 Uniform Securities Agent State Law Examination
    1995-10-20
Designations
Other Names
  • Julia Alicia Lopiparo

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA
3RD STREET CAPITAL MANAGEMENT L.L.C. · BATON ROUGE, LA

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