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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-28 |
| IL | RA | APPROVED | 2016-03-04 |
Branch Locations
1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Naperville | IL | 03/2016 | Present |
PLATINUM HOTEL CONDO; INVESTMENT RELATED; LAS VEGAS, NV; RENTAL PROPERTY; CO-OWNER; START DATE 2006; 0 HRS MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-30 |
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