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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-23 |
| CA | RA | APPROVED | 2016-10-14 |
Branch Locations
660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer Asset Management Inc. | New York | NY | 04/2003 | 10/2016 |
| Jpmorgan Chase Bank Na | Newport Beach | CA | 10/2016 | Present |
| Jpmorgan Securities Llc | Newport Beach | CA | 10/2016 | Present |
| Fahnestock & Co. Inc. | New York | NY | 01/2003 | 10/2016 |
Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-30 |
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