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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-12 |
| SC | RA | APPROVED | 2009-06-01 |
Branch Locations
1320 Main Street Suite 800, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Columbia | SC | 10/1993 | Present |
| Morgan Stanley Smith Barney | Columbia | SC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.US ARMY INACTIVE RESERVES TILL 6/97; 2.Can Till Can't LLC,Farming and Hunting, effective date: 08/2015, During biz hours:1, outside biz hours: 5 *464134- Society of Cinncinati - State of Georgia Chapter; Investment related No; Washington, District of Columbia; Non-Profit; Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 2022r; During business hours: 1; After business hours: 9; Accounting/Bookkeeping, Check Signing/Funds Disbursements *560178- Congaree Land Trust; Investment related -No; Columbia, South Carolina; Land Preservation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 07/2023; During business hours: 2; After business hours: 3; I am there for personal connections and overall advice and general advocacy
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-09 |
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