Stephen Paul Niednagel

Current Employers

Employment History

• 07/2003 → Present
  Three Arch Capital
  Laguna Beach, CA

Previous Registrations

• 2008-10-30 → 2009-07-06
  Criterion Wealth Management
  Valencia, CA

Other Businesses

[1.]  NOB: THREE ARCH CAPITAL, INC. TITLE: PRESIDENT. START DATE: 08/20/2003. INVESTMENT RELATED. DUTIES: SOLE OWNER OF PERSONAL CORPORATION. APPROX 5 HOURS/MONTH.   [2.]  RED BLUFF FUNDING, LLC. TITLE: MANAGING MEMBER. START DATE: 08/03/2003. INVESTMENT RELATED. DUITES: OVERSEE PERSONAL ASSETS OF THE IA'S ONLY. APPROX 5 HOURS/MONTH   [3.]  THREE ARCH CAPITAL MANAGEMENT, LLC. TITLE: PASSIVE MEMBER. START DATE: 08/06/2003. INVESTMENT RELATED. DUTIES: OVERSEE PERSONAL ASSETS OF THE IA'S ONLY. APPROX 10 HOURS/MONTH   [4.]  NORTHWEST FUNDING GROUP, LLC. TITLE: MANAGING MEMBER. START DATE: 08/07/2003. INVESTMENT RELATED. DUTIES: OVERSEE PERSONAL ASSETS OF THE IA'S ONLY. REMNANT OF PRIOR BUSINESS ACTIVITY. APPROX 5 HOURS/MONTH   [5.]  SOUTHLAND HOME MORTGAGE, LLC. TITLE: MANAGING MEMBER. START DATE: 06/25/2008. INVESTMENT RELATED. CURRENTLY NO ACTIVE BUSINESS OPERATIONS. APPROX 1 HOUR/MONTH.   [6.]  BLUEBIRD CAPITAL FUNDING, LLC. TITLE: PASSIVE MEMBER. START DATE: 02/25/2013. INVESTMENT RELATED. DUTIES: OVERSEE PERSONAL ASSETS OF THE IA'S ONLY. APPROX 10 HOURS/MONTH.   [7.]  NOB: BIRD ROCK HOME MORTGAGE, INC. TITLE: MANAGING MEMBER. START DATE: 11/06/2014. INVESTMENT RELATED. DUTIES: OVERSEE FUNDING USED TO BUY AND SELL HOME. APPROX 80 HOURS/MONTH

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-04-30
• S63 Uniform Securities Agent State Law Examination
  1994-02-23

Other Names

• Steve Niednagel