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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-12-09
DC RA APPROVED 2025-03-10
  • MD RA
    APPROVED
    Since 2025-12-09
  • DC RA
    APPROVED
    Since 2025-03-10

Branch Locations

1700 K St Nw Ste 875, Washington, DC 20006 • United States

1900 Duke St Ste 100, Alexandria, VA 22314 • United States

1700 K St Nw 9Th Fl [Du-Rbo], Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Georgetown TX 10/2012 10/2018
Jp Morgan Securities Llc Potomac MD 10/2018 03/2025
Wells Fargo Clearing Services, Llc Mclean VA 03/2025 Present
Previous Registrations
  • 2012-10-01 → 2025-03-03
    Austin, TX
    Austin, TX
    Round Rock, TX
    Round Rock, TX
    Round Rock, TX
    Austin, TX
    Cedar Park, TX
    Temple, TX
    Taylor, TX
    Round Rock, TX
    Austin, TX
    Pflugerville, TX
    Austin, TX
    Austin, TX
    Round Rock, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Waco, TX
    Leander, TX
    Round Rock, TX
    Round Rock, TX
    Georgetown, TX
    Waco, TX
    Austin, TX
    Round Rock, TX
    Round Rock, TX
    Round Rock, TX
    Austin, TX
    Hutto, TX
    Harker Heights, TX
    Georgetown, TX
    Cedar Park, TX
    Bellmead, TX
    Cedar Park, TX
    Pflugerville, TX
    Austin, TX
    San Antonio, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Buda, TX
    Austin, TX
    Austin, TX
    Bee Cave, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Bee Cave, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Kyle, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Westlake Hills, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Lakeway, TX
    Austin, TX
    Austin, TX
    Dripping Springs, TX
    Austin, TX
    San Antonio, TX
    Austin, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    Universal City, TX
    New Braunfels, TX
    Converse, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio,, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    Windcrest, TX
    Fredericksburg, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    Schertz, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    New Braunfels, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    New Braunfels, TX
    San Antonio, TX
    Austin, TX
    Austin, TX
    Washington, DC
    Bethesda, MD
    Arlington, VA
    Washington, DC
    Washington, DC
    Washington, DC
    Washington, DC
    Silver Spring, MD
    Bethesda, MD
    Washington, DC
    Mclean, VA
    Charlottesville, VA
    College Park, MD
    Cockeysville, MD
    Bethesda, MD
    Arlington, VA
    Alexandria, VA
    Washington, DC
    Bethesda, MD
    Washington, DC
    Washington, DC
    Washington, DC
    Fairfax, VA
    Washington, DC
    Washington, DC
    Washington, DC
    Arlington, VA
    Mclean, VA
    Washington, DC
    Bethesda, MD
    Richmond, VA
    Sterling, VA
    Washington, DC
    Nottingham, MD
    Arlington, VA
    Washington, DC
    Washington, DC
    Richmond, VA
    Washington, DC
    Washington, DC
    Germantown, MD
    Washington, DC
    Potomac, MD
    Falls Church, VA
    Richmond, VA
    Potomac, MD
    Ellicott City, MD
    Washington, DC
    Kensington, MD
    Bowie, MD
    Bethesda, MD
    Silver Spring, MD
    Potomac, MD
    College Park, MD
    Germantown, MD
    Rockville, MD
    Prince Frederick, MD
    Bethesda, MD
    Lutherville Timonium, MD
    Bethesda, MD
    Silver Spring, MD
    Washington, DC
    Rockville, MD
    Germantown, MD
    Bowie, MD
    Bethesda, MD
    College Park, MD
    Potomac, MD
    Silver Spring, MD
    Silver Spring, MD
    Prince Frederick, MD
    Bethesda, MD
    Bethesda, MD
    Lutherville Timonium, MD
    Kensington, MD
    Arlington, VA
    Arlington, VA
    Falls Church, VA
    Washington, DC
    Arlington, VA
    Washington, DC
    Alexandria, VA
    Alexandria, VA
    Arlington, VA
    Alexandria, VA
    Gaithersburg, MD
    Washington, DC
    Mclean, VA
    Manassas, VA
    Richmond, VA
    Fairfax, VA
    Purcellville, VA
    Herndon, VA
    Williamsburg, VA
    Newport News, VA
    Virginia Beach, VA
    Vienna, VA
    Charlottesville, VA
    Charlottesville, VA
    Richmond, VA
    Richmond, VA
    Chesterfield, VA
    Chantilly, VA
    Mechanicsville, VA
    Ashburn, VA
    Centreville, VA
    Bristow, VA
    Gainesville, VA
    Norfolk, VA
    Williamsburg, VA
    Leesburg, VA
    Fairfax, VA
    Mechanicsville, VA
    Woodbridge, VA
    Norfolk, VA
    Richmond, VA
    Sterling, VA
    Mclean, VA
    Stafford, VA
    Sterling, VA
    Manassas, VA
    Richmond, VA
    Reston, VA
    Henrico, VA
    Midlothian, VA
    Richmond, VA
    Oakton, VA
    Chesterfield, VA
    Springfield, VA
    Bethesda, MD
  • 2010-01-05 → 2012-10-01
    Chase Investment Services Corp.
    Lehigh Acres, FL
    Winter Haven, FL
    Englewood, FL
    Lutz, FL
    Clearwater, FL
    Alpharetta, GA
    Fort Myers, FL
    Naples, FL
    Tampa, FL
    Winter Haven, FL
    Bradenton, FL
    Brandon, FL
    Brandon, FL
    Brooksville, FL
    Clearwater, FL
    Clearwater, FL
    Holiday, FL
    Kissimmee, FL
    Lakeland, FL
    Lakeland, FL
    Lakeland, FL
    Lakeland, FL
    Land O Lakes, FL
    Largo, FL
    New Port Richey, FL
    New Port Richey, FL
    Palm Harbor, FL
    Pinellas Park, FL
    Pinellas Park, FL
    Saint Petersburg, FL
    Sarasota, FL
    Sarasota, FL
    Sarasota, FL
    Sarasota, FL
    Spring Hill, FL
    St. Petersburg, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tarpon Springs, FL
    Valrico, FL
    Valrico, FL
    Venice, FL
    Wesley Chapel, FL
    Buford, GA
    Tampa, FL
    Acworth, GA
    Marietta, GA
    Marietta, GA
    Dunwoody, GA
    Atlanta, GA
    Canton, GA
    Conyers, GA
    Powder Springs, GA
    Alpharetta, GA
    Atlanta, GA
    Smyrna, GA
    Roswell, GA
    Union City, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Decatur, GA
    Duluth, GA
    Decatur, GA
    Woodstock, GA
    Snellville, GA
    Norcross, GA
    Atlanta, GA
    Cummings, GA
    Stockbridge, GA
    Chamblee, GA
    Kennesaw, GA
    Lawrenceville, GA
    Roswell, GA
    Mcdonough, GA
    Atlanta, GA
    Morrow, GA
    Johns Creek, GA
    Lithonia, GA
    Fayetteville, GA
    Lilburn, GA
    Atlanta, GA
    Douglasville, GA
    Duluth, GA
    Stone Mountain, GA
    Lawrenceville, GA
    Lilburn, GA
    Mableton,, GA
    Decatur, GA
    Norcross, GA
    Marietta, GA
    Lithia Springs, GA
    Hiram, GA
    Peachtree City, GA
    Riverdale, GA
    Atlanta, GA
    Decatur, GA
    Atlanta, GA
    Marietta, GA
    Austin, TX
    Pflugerville, TX
    Cedar Park, TX
    Bellmead, TX
    Cedar Park, TX
    Austin, TX
    Georgetown, TX
    Harker Heights, TX
    Hutto, TX
    Austin, TX
    Round Rock, TX
    Round Rock, TX
    Round Rock, TX
    Austin, TX
    Waco, TX
    Georgetown, TX
    Round Rock, TX
    Round Rock, TX
    Leander, TX
    Waco, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Round Rock, TX
    Austin, TX
    Austin, TX
    Pflugerville, TX
    Austin, TX
    Round Rock, TX
    Taylor, TX
    Temple, TX
    Cedar Park, TX
    Austin, TX
    Austin, TX
    Round Rock, TX
    Round Rock, TX
    Alpharetta, GA
    Marietta, GA
    Alpharetta, GA
    Roswell, GA
    Bradenton, FL
    Round Rock, TX
    Austin, TX
    Austin, TX
    Atlanta, GA
    Atlanta, GA
  • 2006-04-04 → 2009-11-23
    Danville, IN
    Indianapolis, IN
    Zionsville, IN
    Indianapolis, IN
    Indianapolis, IN
    Greenwood, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Noblesville, IN
    Indianapolis, IN
    Alexandria, IN
    Noblesville, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Greenwood, IN
    Indianapolis, IN
    Indianapolis, IN
    Westfield, IN
    Fishers, IN
    Avon, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Elwood, IN
    Lafayette, IN
    Cincinnati, OH
    Franklin, IN
    Fishers, IN
    Lebanon, IN
    Indianapolis, IN
    Zionsville, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Greenwood, IN
    Carmel, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Lafayette, IN
    Lafayette, IN
    West Lafayette, IN
    Indianapolis, IN
    Indianapolis, IN
    Brownsburg, IN
    Plainfield, IN
    Mercer, PA
    Erie, PA
    N Wilmington, PA
    Hermitage, PA
    Erie, PA
    Erie, PA
    New Castle, PA
    New Castle, PA
    Ellwood City, PA
    Greenville, PA
    New Castle, PA
    West Middlesex, PA
    Sharon, PA
    Farrell, PA
    New Castle, PA
    New Bedford, PA
    New Castle, PA
    Transfer, PA
    Grove City, PA
    Canfield, OH
    Girard, PA
    Garrettsville, OH
    Elyria, OH
    Macedonia, OH
    Cincinnati, OH
    Cleveland, OH
    Perrysburg, OH
    Berea, OH
    Strongsville, OH
    Parma, OH
    Rocky River, OH
    Chagrin Falls, OH
    Shaker Heights, OH
    Maple Heights, OH
    South Euclid, OH
    North Olmsted, OH
    Solon, OH
    Bay Village, OH
    Willoughby, OH
    Dover, OH
    Kent, OH
    Garrettsville, OH
    Streetsboro, OH
    Kent, OH
    Kent, OH
    Ravenna, OH
    Wadsworth, OH
    Stow, OH
    Bolivar, OH
    Chagrin Falls, OH
    Chardon, OH
    Chesterland, OH
    Burton, OH
    Middlefield, OH
    Sugarcreek, OH
    New Philadelphia, OH
    Newcomerstown, OH
    Oregon, OH
    Toledo, OH
    Bowling Green, OH
    Toledo, OH
    Toledo, OH
    Toledo, OH
    Toledo, OH
    Sylvania, OH
    North Baltimore, OH
    Toledo, OH
    Toledo, OH
    Bowling Green, OH
    Perrysburg, OH
    Maumee, OH
    Toledo, OH
    Woodville, OH
    Toledo, OH
    Mayfield Heights, OH
    Cleveland, OH
    Cleveland, OH
    Brookpark, OH
    Cleveland, OH
    Lakewood, OH
    Richmond Heights, OH
    Ashland, OH
    Ashland, OH
    Garfield Hts., OH
    Cleveland, OH
    Mentor, OH
    Lakewood, OH
    Beechwood, OH
    Port Clinton, OH
    Port Clinton, OH
    Mansfield, OH
    Broadview Heights, OH
    Mentor, OH
    Twinsburg, OH
    Avon Lake, OH
    Euclid, OH
    Cleveland, OH
    Cleveland, OH
    Holland, OH
    Mentor, OH
    Elmore, OH
    Genoa, OH
    Fremont, OH
    Woodville, OH
    Chagrin Falls, OH
    Chardon, OH
    Chesterland, OH
    Chagrin Falls, OH
    Cleveland, OH
    Euclid, OH
    Mayfield Hts., OH
    Shaker Hts., OH
    South Euclid, OH
    Madison, OH
    Mentor, OH
    Concord, OH
    Painesville, OH
    Wickliffe, OH
    Aurora, OH
    Twinsburg, OH
    Cleveland Hts., OH
    Pepper Pike, OH
    Rocky River, OH
    Willoughby, OH
    Willoughby Hills, OH
    Brunswick, OH
    Mentor, OH
    Mentor, OH
    N. Olmsted, OH
    Westlake, OH
    Twinsburg, OH
    Beachwood, OH
    Macedonia, OH
    Solon, OH
    Andover, OH
    Ashtabula, OH
    Conneaut, OH
    Jefferson, OH
    Orwell, OH
    Boardman, OH
    Campbell, OH
    Canfield, OH
    Lowellville, OH
    New Middletown, OH
    North Lima, OH
    Youngstown, OH
    Youngstown, OH
    Youngstown, OH
    Youngstown, OH
    Youngstown, OH
    Brookfield, OH
    Cortland, OH
    Girard, OH
    Hubbard, OH
    Kinsman, OH
    Lordstown, OH
    Newton Falls, OH
    Niles, OH
    Warren, OH
    Warren, OH
    Youngstown, OH
    Warren, OH
    Warren, OH
    Youngstown, OH
    Youngstown, OH
    Warren, OH
    Westlake, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-01
S65 Uniform Investment Adviser Law Examination 1996-07-01
S63 Uniform Securities Agent State Law Examination 1996-06-14
  • S66 Uniform Combined State Law Examination
    2006-12-01
  • S65 Uniform Investment Adviser Law Examination
    1996-07-01
  • S63 Uniform Securities Agent State Law Examination
    1996-06-14
Other Names
  • Richard Bryant Renz

View on SEC IAPD

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