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Sean Patrick Moran

Morgan Stanley

Birmingham, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
MI RA APPROVED 2010-10-05
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • MI RA
    APPROVED
    Since 2010-10-05

Branch Locations

34901 Woodward Avenue Suite 300, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Smith Barney Llc Birmingham MI 06/2009 Present
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Birmingham, MI
Other Businesses

THE PARADE COMPANY; MEMBER OF THE EXECUTIEVE COMMITTEE; IDEA GENERATION FOR NEW SPONSORS AND ADVERTISING; ORGANIZES THE THANKSGIVNG DAY PARADE; 6 HOURS AND 3 DURING OFFICE HOURS; DIRECTOR;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-27
S63 Uniform Securities Agent State Law Examination 1993-10-22
  • S65 Uniform Investment Adviser Law Examination
    1995-02-27
  • S63 Uniform Securities Agent State Law Examination
    1993-10-22

View on SEC IAPD

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