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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-10-22 |
| TX | RA | APPROVED | 2019-10-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bel Air | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bel Air | MD | 11/2016 | 10/2019 |
| Janney Mongomery Scott Llc | Bel Air | MD | 10/2019 | Present |
FINRA, Washington, DC, Arbitrator; Investment Related; Duties: serving the investing public and securities industry to decide on cases; Devotes 6 hours/month; Compensated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-11 |
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