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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-01-16 |
Branch Locations
100 N Citrus Street Suite 510, West Covina, CA 91791 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | West Covina | CA | 01/2015 | Present |
1) Alexander Wealth Management, LLC. Non-Investment related. Address: 100 N Citrus St., Suite 510, West Covina, CA 91791. Nature of Business: Tax Filing. Position/Title/Relationship: Owner. Start Date: 01/2015. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Sole owner, used for filing income tax. 2) Rental Landlord. Non-Investment related. Address: 12662 Thomas Ct, Grand Terrace, CA 92323. Nature of Business: Property rental. Position/Title/Relationship: Owner. Start Date: 08/2000. Hours per month: 1. Hours per month during Securities trading hours: 1%. Duties/Responsibilities: Owner. Collect rent and supervise any repair if it is needed. Pay the insurance and property tax. 3)"Alexander Wealth Management, LLC.",Is Investment Related Address: 100 N Citrus St, Suite 510, West Covina, CA, 91791, United States", Nature of Business: Securities, Retirement and Insurance" Title: CEO,2015-03-01,100 hours per month,5 hours per month during trading hours, Other Compensation, Receive 1099 from Calton
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-07 |
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