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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-05-28
  • IL RA
    APPROVED
    Since 2021-05-28

Branch Locations

17075 So. Park Ave., So Holland, IL 60473 • United States

Noblesville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Orland Park IL 09/2015 08/2017
Thomas Van Dellen Frankfort IL 11/1993 Present
Various Insurance Carriers For W&R Insurance Agencies Frankfort IL 03/2016 08/2017
Pruco Securities, Llc Frankfort IL 08/2017 05/2021
The Prudential Insurance Company Of America Frankfort IL 09/2017 05/2021
Cetera Financial Specialists Llc Schaumburg IL 05/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2021 Present
Stepping Stone Financial Inc S Holland IL 05/2021 Present
  • 09/2015 → 08/2017
    Waddell & Reed Inc
    Orland Park, IL
  • 11/1993 → Present
    Thomas Van Dellen
    Frankfort, IL
  • 03/2016 → 08/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Frankfort, IL
  • 08/2017 → 05/2021
    Frankfort, IL
  • 09/2017 → 05/2021
    The Prudential Insurance Company Of America
    Frankfort, IL
  • 05/2021 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2021 → Present
    Schaumburg, IL
  • 05/2021 → Present
    Stepping Stone Financial Inc
    S Holland, IL
Previous Registrations
  • 2018-01-09 → 2021-06-22
    Frankfort, IL
    Frankfort, IL
  • 2016-04-19 → 2017-08-24
    Waddell & Reed
    Mokena, IL
    Savage, MN
Other Businesses

1) KIWANIS CLUB OF FRANKFORT, NOT INVESTMENT RELATED, FRANKFORT, IL, PRESIDENT, PLAN, ORGANIZE, MANAGE REGULAR MEETING 2X/MONTH, ORGANIZE EVENTS/FUND RAISERS, SUPPORT ACTIVITIES WHICH SERVE NEEDY CHILDREN/FAMILIES, SUPPORT LOCAL NON-PROFITS, SCHOOLS, INTERACT WITH OTHER COMMUNITY LEADERS, 3H/WEEK, SINCE 11/2017. 2) STEPPING STONE FINANCIAL INC., INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, FINANCIAL PROFESSIONAL, DBA FOR INVESTMENTS, SINCE 06/2021, 40H/WEEK. 3) FRANKFORT CHAMBER OF COMMERCE, NOT INVESTMENT RELATED, FRANKFORT, IL, VICE PRESIDENT, PART OF EXECUTIVE COMMITTEE PROVIDING SERVICE TO 580 LOCAL BUSINESSES, MANAGEMENT OF TWO CHAMBER EMPLOYEES, CHAMBER DIRECTOR RESPONSIBLE FOR SPONSORING EVENTS PROMOTING LOCAL BUSINESSES, 2H/WEEK, SINCE 01/2019. 4) BASKETBALL OFFICIAL, NOT INVESTMENT RELATED, FRANKFORT, IL, REFEREE BASKETBALL GAMES, PAID PER GAME, 10H/WEEK, SINCE 11/1993.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-19
  • S66 Uniform Combined State Law Examination
    2016-04-19
Other Names
  • Thomas Alan Vandellen

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