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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-05-28 |
Branch Locations
17075 So. Park Ave., So Holland, IL 60473 • United States
Noblesville, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Orland Park | IL | 09/2015 | 08/2017 |
| Thomas Van Dellen | Frankfort | IL | 11/1993 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Frankfort | IL | 03/2016 | 08/2017 |
| Pruco Securities, Llc | Frankfort | IL | 08/2017 | 05/2021 |
| The Prudential Insurance Company Of America | Frankfort | IL | 09/2017 | 05/2021 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2021 | Present |
| Stepping Stone Financial Inc | S Holland | IL | 05/2021 | Present |
1) KIWANIS CLUB OF FRANKFORT, NOT INVESTMENT RELATED, FRANKFORT, IL, PRESIDENT, PLAN, ORGANIZE, MANAGE REGULAR MEETING 2X/MONTH, ORGANIZE EVENTS/FUND RAISERS, SUPPORT ACTIVITIES WHICH SERVE NEEDY CHILDREN/FAMILIES, SUPPORT LOCAL NON-PROFITS, SCHOOLS, INTERACT WITH OTHER COMMUNITY LEADERS, 3H/WEEK, SINCE 11/2017. 2) STEPPING STONE FINANCIAL INC., INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, FINANCIAL PROFESSIONAL, DBA FOR INVESTMENTS, SINCE 06/2021, 40H/WEEK. 3) FRANKFORT CHAMBER OF COMMERCE, NOT INVESTMENT RELATED, FRANKFORT, IL, VICE PRESIDENT, PART OF EXECUTIVE COMMITTEE PROVIDING SERVICE TO 580 LOCAL BUSINESSES, MANAGEMENT OF TWO CHAMBER EMPLOYEES, CHAMBER DIRECTOR RESPONSIBLE FOR SPONSORING EVENTS PROMOTING LOCAL BUSINESSES, 2H/WEEK, SINCE 01/2019. 4) BASKETBALL OFFICIAL, NOT INVESTMENT RELATED, FRANKFORT, IL, REFEREE BASKETBALL GAMES, PAID PER GAME, 10H/WEEK, SINCE 11/1993.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-19 |
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