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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-01-05 |
| IL | RA | APPROVED | 2008-03-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2008 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2008 | Present |
1) RECEIVE RENEWALS/TRAILS ON LTC INSURANCE, FIXED/TERM LIFE INSURANCE, FIXED ANNUITIES, NOT INV REL, 17075 SOUTH PARK AVE SOUTH HOLLAND IL, SINCE 1/2008, SALES 5 HRS/WK: 2) STEPPING STONE FINANCIAL INC, DBA NAME FOR INVESTMENT PRACTICE- INV RELATED: 3)NAME OF OTHER BUSINESS: LIONS CLUB' INVESTMENT RELATED: NO; ADDRESS: 443 E 157TH ST, SOUTH HOLLAND, IL 60473; NATURE OF BUSINESS: SERVICE ORGANIZATION; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND VOLUNTEER SERVICES; 4)NAME OF OTHER BUSINESS: FAMILY LIFE CHRISTIAN PRESCHOOL & DAYCARE; INVESTMENT RELATED: NO; ADDRESS: 15924 S PARK AVE, SOUTH HOLLAND, IL 60473; NATURE OF BUSINESS: SERVICE; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: BOARD OF DIRECTORS VOTE, REVIEW FINANCIALS; 5) NAME OF OTHER BUSINESS: BETHSHAN ASSOCIATION' INVESTMENT RELATED: NO; ADDRESS: 12921 MONITOR AVE, PALOS HEIGHTS, IL 60463; NATURE OF BUSINESS: SERVICE; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: 1 OF 2 REQUIRED BANK SIGNERS, REVIEW FINANICALS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-26 |
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