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Scott D. Swift

Edward Jones

Cary, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-20
NC RA APPROVED 2007-02-27
  • TX RA
    APPROVED_RES
    Since 2014-08-20
  • NC RA
    APPROVED
    Since 2007-02-27

Branch Locations

2426 Southwest Cary Parkway, Cary, NC 27513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Mishawaka IN 09/1993 Present
  • 09/1993 → Present
    Edward D. Jones & Co., L.P.
    Mishawaka, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-22
S63 Uniform Securities Agent State Law Examination 1994-01-11
  • S66 Uniform Combined State Law Examination
    2007-02-22
  • S63 Uniform Securities Agent State Law Examination
    1994-01-11
Designations
Other Names
  • Scott D Swift

View on SEC IAPD

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Other Offices

VERATIS ADVISORS, INC. · CARY, NC
RFG ADVISORY, LLC · Cary, NC
EDWARD JONES · CARY, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
TRUIST ADVISORY SERVICES, INC. · CARY, NC
COMPERIO RETIREMENT CONSULTING, INC. · CARY, NC
WEALTHSHIELD PARTNERS, LLC · CARY, NC

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