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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2020-11-12
TX RA APPROVED_RES 2020-11-12
  • AR RA
    APPROVED
    Since 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2020-11-12

Branch Locations

3400 Harrison St, Batesville, AR 72501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities,Inc San Diego CA 08/2002 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Batesville AR 09/2022 Present
Mcgaha Investment Group Batesville AR 11/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 08/2002 → 09/2022
    First Allied Securities,Inc
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Batesville, AR
  • 11/2023 → Present
    Mcgaha Investment Group
    Batesville, AR
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Batesville, AR
  • 2002-11-06 → 2012-07-02
    First Allied Securities, Inc.
    Batesville, AR
Other Businesses

1.)ROBERT MCGAHA; AGENT; INSURANCE; START DATE:5/1/1994. 2.)MCGAHA INVESTMENTS - SOLE PROP; SOLE PROP; REAL ESTATE(RENT/INVEST/DEVELOP);START DATE: 9/1/1986 3.)NAME OF OTHER BUSINESS: MCGAHA INVESTMENT GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4.) GIDEONS INTERNATIONAL; PRESIDENT; NON-PROFIT ORGANIZATION; START DATE 03/01/1996; 8 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-05
S63 Uniform Securities Agent State Law Examination 1994-03-01
  • S65 Uniform Investment Adviser Law Examination
    2002-11-05
  • S63 Uniform Securities Agent State Law Examination
    1994-03-01
Other Names
  • Bobby Mcgaha

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